The Uruk period (; also known as Protoliterate period) existed from the protohistory Chalcolithic to Early Bronze Age period in the history of Mesopotamia, after the Ubaid period and before the Jemdet Nasr period. Named after the Sumerian city of Uruk, this period saw the emergence of urban life in Mesopotamia and the Sumer. The late Uruk period (34th to 32nd centuries) saw the gradual emergence of the cuneiform script and corresponds to the Early Bronze Age; it has also been described as the "Protoliterate period".As for example in , where the first chapter covers the period.
It was during this period that pottery painting declined as copper started to become popular, along with .
The traditional chronology is very imprecise and is based on some key in the Eanna quarter at Uruk. The most ancient levels of these sondages (XIX–XIII) belong to the end of the Ubaid period (Ubaid V, 4200–3900 or 3700 BC); pottery characteristic of the Uruk period begins to appear in levels XIV/XIII.
The Uruk period is traditionally divided into many phases. The first two are "Old Uruk" (levels XII–IX), then "Middle Uruk" (VIII–VI). These first two phases are poorly known, and their chronological limits are poorly defined; many different chronological systems are found in scholarship.
From the middle of the 4th millennium, it transitions to the best-known period, "Late Uruk", which continues until around 3200 or 3100 BC. It is in fact in this period that the features which are generally seen as most characteristic of the civilization of the Uruk period occur: high technological development, the development of important urban agglomerations with imposing monumental structures (the most characteristic of these is Level IV of Eanna), the appearance of state institutions, and the expansion of the Uruk civilization throughout the whole Near East.
Some other chronological proposals have also been put forward, such as by the ARCANE team (Associated Regional Chronologies for the Ancient Near East).
Although the chronology of the Uruk period is full of uncertainties, it is generally agreed to have a rough span of a thousand years covering the period from 4000 to 3000 BC and to be divided into several phases: an initial urbanisation and elaboration of Urukian cultural traits marks the transition from the end of the Ubaid period (Old Uruk), then a period of expansion (Middle Uruk), with a peak during which the characteristic traits of the 'Uruk civilization' are definitively established (Late Uruk), and then a retreat of Urukian influence and increase in cultural diversity in the Near East along with a decline of the 'centre'. In Lower Mesopotamia, the researchers identify this as the Jemdet Nasr period, which sees a shift to more concentrated habitation, undoubtedly accompanied by a reorganisation of power; in southwestern Iran, it is the Proto-Elamite period; Niniveh V in Upper Mesopotamia (which follows the Gawra culture); the "Scarlet Ware" culture in Diyala.; In Lower Mesopotamia, the Early Dynastic Period begins around the start of the 3rd millennium BC, during which this region again exerts considerable influence over its neighbours.
The ethnic composition of this region in the Uruk period cannot be determined with certainty. It is connected to the problem of the origins of the and the dating of their emergence (if they are considered locals of the region) or their arrival (if they are thought to have migrated) in lower Mesopotamia. There is no agreement on the archaeological evidence for a migration, or on whether the earliest form of writing already reflects a specific language. Some argue that it is actually Sumerian, in which case the Sumerians would have been its inventors and would have already been present in the region in the final centuries of the 4th millennium at the latest (which seems to be the most widely accepted position).See thus Whether other ethnic groups were also present, especially Semitic ancestors of the Akkadians or one or several 'pre-Sumerian' peoples (neither Sumerian nor Semite and predating both in the region) is also debated and cannot be resolved by excavation.
The most remarkable constructions are located in the sector called the Eanna (after the temple which was located there in subsequent periods and possibly already at this stage). After the 'Limestone Temple' of level V, a programme of construction hitherto unparalleled was begun in level IV. Thereafter, the buildings were vastly larger than earlier, some had novel designs and new construction techniques were used for the structure and the decoration. Level IV of the Eanna is divided into two monumental groups: in the west, a complex centred on the 'Temple with mosaics' (decorated with mosaics made of painted clay cones) of level IVB, subsequently covered by another building (the 'Riemchen Building') of level IVA. To the east there is a very important group of structures—notably a 'Square Building' and the 'Riemchen Temple Building', which were subsequently replaced by other buildings with original plans, like the 'Hall with Pillars' and the 'Hall with Mosaics', a square 'Grand Court' and two very large buildings with a tripartite plan, 'Temple C' (54 x 22 m) and 'Temple D' (80 x 50 m, the largest building known from the Uruk period).
The second monumental sector was attributed to the god Anu by the excavators of the site, because it was the location of a sanctuary for this god some 3000 years later. It is dominated by a series of temples built on a high terrace after the Ubayd period. The best-preserved of these is the "White Temple" of level IV, which measures 17.5 x 22.3 m and gets its name from white plates that covered its walls. At its base, a building with a labyrinthine plan, called the 'Stone building', was built.Convenient summary of the buildings in the levels of Uruk belonging to the Late Uruk period in , , . See also R. Eichmann, Uruk, Architektur I, Von den Anfängen bis zur frühdynastischen Zeit, AUWE 14, Mainz, 2007.
The function of these buildings, which are unparalleled in their size and the fact that they are gathered in monumental groups, is debated. The excavators of the site wanted to see them as 'temples', influenced by the fact that in the historic period, the Eanna was the area dedicated to the goddess Inanna and the other sector was dedicated to the god An. This conformed to the theory of the 'temple-city' which was in vogue during the inter-war period. It is possible that this is actually a place of power formed by a complex of buildings of different forms (palatial residences, administrative spaces, palace chapels), desired by the dominant power in the city, whose nature is still unclear. sees these remains as a palatial complex. See also . In any case, it was necessary to invest considerable effort to construct these buildings, which shows the capacities of the elites of this period. Uruk is also the site of the most important discoveries of early clay tablet, in levels IV and III, in a context where they had been disposed of, which means that the context in which they were created is not known to us.
Further north, in the Zagros, the site of Godin Tepe in the Kangavar valley is particularly important. Level V of this site belongs to the Uruk period. Remains have been uncovered of an ovoid wall, enclosing several buildings organised around a central court, with a large structure to the north which might be a public building. The material culture has some traits which are shared with that of Late Uruk and Susa II. Level V of Godin Tepe could be interpreted as an establishment of merchants from Susa and/or lower Mesopotamia, interested in the location of the site on commercial routes, especially those linked to the tin and lapis lazuli mines on the Iranian Plateau and in Afghanistan.H. Weiss and T. Cuyler Young Jr., "Merchants of Susa: Godin V and plateau-lowland relations in the late Fourth Millennium B.C.", Iran 10, pp. 1–17, 1975 Further east, the key site of Tepe Sialk, near Kashan, shows no clear evidence of links with the Uruk culture in its Level III, but beveled rim bowls are found all the way out to Tepe Ghabristan in the ElbourzY. Majidzadeh, "Sialk III and the Pottery Sequence at Tepe Ghabristan: The Coherence of the Cultures of the Central Iranian Plateau", Iran 19, pp. 141-146, 1981 and at Mahtoutabad further to the southeast.
In this region, the retreat of the Uruk culture resulted in a particular phenomenon, the Proto-Elamite civilization, which seems to have been centred on the region of Tell-e Malyan and Susiana and seems to have taken over the Uruk culture's links with the Iranian plateau.P. Amiet, L'âge des échanges inter-iraniens, 3500–1700 av. J.-C., Réunion des musées nationaux, Paris, 1986.
Habuba Kabira is similar in many ways to the nearby site of Jebel Aruda on a rocky outcrop, only 8 km further north. As at Habuba Kabira, there is an urban centre made up of residences of various kinds and a central monumental complex of two 'temples'. It is beyond doubt that this city too was built by 'Urukians'. A little further north, further Urukian outposts, Tell Qraya and Tell Sheikh Hassan, lay on the middle Euphrates. It is possible that these sites were part of a state implanted in the region by people from south Mesopotamia and were developed in order to take advantage of important commercial routes.
Other sites have been excavated in the region of Samsat (also in the Euphrates valley). An Urukian site was revealed at Samsat during a hasty rescue excavation before the area was flooded as a result of the construction of a hydroelectric dam. Fragments of clay cones from a wall mosaic were found. A little to the south is Kurban Höyük, where clay cones and pottery characteristic of Uruk have also been found in tripartite buildings.B. Helwing, "Cultural interaction at Hassek Höyük, Turkey, New evidence from pottery analysis", Paléorient 25/1, pp. 91–99, 1999
Further to the north, the site of Arslantepe, located in the suburbs of Malatya, is the most remarkable site of the period in eastern Anatolia. It has been excavated by M. Frangipane. During the first half of the 4th millennium BC, this site was dominated by a building called 'Temple C' by the excavators, which was built on a platform. It was abandoned around 3500 BC and replaced by a monumental complex which seems to have been the regional centre of power. The culture of Late Uruk had a discernible influence, which can be seen most clearly in the numerous sealings found on the site, many of which are in a south Mesopotamian style. Around 3000 BC, the site was destroyed by a fire. The monuments were not restored and the Kura–Araxes culture centred on the southern Caucasus became the dominant material culture on the site.M. Frangipane (ed.), Alle origini del potere : Arslantepe, la collina dei leoni, Milan, 2004 Further west, the site of near Çiftlik, Niğde has also revealed pottery influenced by that of Uruk.Gil Stein (1998), “World Systems Theory and Alternative Modes of Interaction in the Archaeology of Culture Contact.” academia.edu But in this region, the Urukian influence becomes increasingly ephemeral, as one gets further from Mesopotamia.
Tell Sheikh Hassan was located on the left (eastern) bank of the river, and it was founded during the Middle Uruk period. Later, during the earlier part of the Late Uruk period, Jebel Aruda, and Habuba Kabira-South, together with Tell Qanas right next to it, were founded on the opposite bank of the river. Together the last three comprised a much larger urban enclave (about 20–40 ha in extent) compared to Sheikh Hassan.
Later, questions arose about the relationship between Lower Mesopotamia and the neighbouring regions. The fact that the characteristics of the culture of the Uruk region are found across such a large territory (from northern Syria to the Iranian plateau), with Lower Mesopotamia as a clear centre, led the archaeologists who studied this period to see this phenomenon as an 'Uruk expansion'.
Recent excavations have focused on sites outside Mesopotamia, as a 'periphery', and with an interest in how they related to the 'centre', the site of Uruk. Subsequently, theories and knowledge have developed to the point of general models, drawing on parallels from other places and periods, which has posed some problems in terms of getting the models and parallels to fit the facts revealed by excavations.
The main issue here is how to interpret the word ‘expansion’. Nobody really doubts that, for many centuries, there was a significant cultural influence of Uruk in the wide areas north and east of it. But was it really a political takeover of an area, which constitutes the more extreme colonization hypothesis? Or was it perhaps some sort of an infiltration by groups of Urukean or southern Mesopotamian people trying to farm suitable lands – perhaps even by some refugees fleeing growing political oppression and overcrowding at Uruk?D. T. Potts 2016, The Archaeology of Elam: Formation and Transformation of an Ancient Iranian State. Cambridge University Press. p.64. (also see the 1999 edition of the same book at academia.edu)
Another hypothesis is perhaps the need to control valuable trading networks, and setting up the type of Karum trading posts, which was done during an Old Assyrian period. These types of strategies did not involve the state authorities, as such, but was done by commercial trading houses. p.126
Guillermo Algaze adopted the World-systems theory of Immanuel Wallerstein and theories of international trade, elaborating the model colonialism and incipient imperial expansion that sought to explain the Uruk civilization.Debate begun in G. Algaze, "The Uruk Expansion: Cross Cultural Exchange in Early Mesopotamian Civilization," Current Anthropology Volume 30/5 (1989) pp. 571–608; the theory was presented in a more complete fashion in Id., The Uruk World System : The Dynamics of Early Mesopotamian Civilization, Chicago (1993, revised edition in 2005) and revised in Id., "The Prehistory of Imperialism: The case of Uruk Period Mesopotamia," M. S. Rothman (ed.), Uruk Mesopotamia and its neighbours : cross-cultural interactions in the era of state formation, Santa Fe, 2001, pp. 27–85; see also . In his view, which has met with some approval, but has also found many critics, the 'Urukians' created a collection of colonies outside Lower Mesopotamia, first in Upper Mesopotamia (Habuba Kabira and Jebel Aruda, as well as Nineveh, Tell Brak and Samsat to the north), then in Susiana and the Iranian plateau. For Algaze, the motivation of this activity is considered to be a form of economic imperialism: the elites of southern Mesopotamia wanted to obtain the numerous raw materials which were not available in the Tigris and Euphrates floodplains, and founded their colonies on nodal points which controlled a vast commercial network (although it remains impossible to determine what exactly was exchanged), settling them with refugees as in some models of Greek colonisation. The relations established between Lower Mesopotamia and the neighbouring regions were thus of an asymmetric kind. The inhabitants of Lower Mesopotamia had the advantage in the interactions with neighbouring regions as a result of the high productivity of their lands, which had allowed their region to "take off" (he speaks of "the Sumerian takeoff") resulting in both a comparative advantage and a competitive advantage.G. Algaze, "Initial Social Complexity in Southwestern Asia: The Mesopotamian Advantage," Current Anthropology 42/2 (2001) pp. 199–233; . They had the most developed state structures and were thus able to develop long-distance commercial links, exercise influence over their neighbours, and perhaps engage in military conquest.
Algaze's theory, like other alternative models, has been criticised, particularly because a solid model remains difficult to demonstrate while the Uruk civilization remains poorly known in Lower Mesopotamia aside from the two monumental complexes that have been excavated at Uruk itself. We are therefore poorly placed to evaluate the impact of the development of southern Mesopotamia, since we have almost no archaeological evidence about it. Moreover, the chronology of this period is far from established, which makes it difficult to date the expansion. It has proven difficult to make the levels at different sites correspond closely enough to attribute them to a single period, making the elaboration of relative chronology very complicated. Among the theories that have been advanced to explain the Uruk expansion, the commercial explanation is frequently revived. However, although long-distance trade is undoubtedly a secondary phenomenon for the south Mesopotamian states compared to local production and seems to follow the development of increased social complexity rather than causing it, this does not necessarily prove a process of colonisation.J. N. Postgate, "Learning the Lessons of the Future: Trade in Prehistory through a Historian's Lens," Bibliotheca Orientalis 60/1–2, 2004, pp. 5–26. See also . Some other theories propose a form of agrarian colonisation resulting from a shortage of land in Lower Mesopotamia or a migration of refugees after the Uruk region suffered ecological or political upheavals. These explanations are largely advanced to explain the sites of the Syro-Anatolian world, rather than as global theories.
Other explanations avoid political and economic factors in order to focus on the Uruk expansion as a long term cultural phenomenon, using concepts of koine, acculturation, hybridity and cultural emulation to emphasise their differentiation according to the cultural regions and sites in question. P. Butterlin has proposed that the links tying southern Mesopotamia to its neighbours in this period should be seen as a 'world culture' rather than an economic 'world system', in which the Uruk region provided a model to its neighbours, each of which took up more adaptable elements in their own way and retained some local traits essentially unchanged. This is intended to explain the different degrees of influence or acculturation. for the conclusions.
In effect, the impact of Uruk is generally distinguished in specific sites and regions, which has led to the development of multiple typologies of material considered to be characteristic of the Uruk culture (especially the pottery and the beveled rim bowls). It has been possible to identify multiple types of site, ranging from colonies that could be actual Urukian sites through to trading posts with an Urukian enclave and sites that are mostly local with a weak or non-existent Urukian influence, as well as others where contacts are more or less strong without supplanting the local culture. The case of Susiana and the Iranian plateau, which is generally studied by different scholars from those who work on Syrian and Anatolian sites, has led to some attempted explanations based on local developments, notably the development of the proto-Elamite culture, which is sometimes seen as a product of the expansion and sometimes as an adversary. The case of the southern Levant and Egypt is different again and helps to highlight the role of local cultures as receivers of the Uruk culture.; . A. H. Joffe, "Egypt and Syro-Mesopotamia in the 4th Millennium: Implications of the New Chronology," Current Anthropology 41/1 (2000) pp. 113–123. In the Levant there was no stratified society with embryonic cities and bureaucracy, and therefore no strong elite to act as local intermediaries of Urukian culture and as a result Urukian influence is especially weak.G. Philip, "Contacts between the 'Uruk' world and the Levant during the fourth millennium BC: evidence and interpretation," J. N. Postgate (ed.), "Artefacts of Complexity: Tracking the Uruk in the Near East", Warminster, pp. 207–235, 2002C. Nicolle, "Aux marges du Levant Sud : quelques considérations sur l'expansion "égyptienne" dans la seconde moitié du IVe millénaire", in J.-M. Durand and A. Jacquet (ed.), Centre et périphérie, approches nouvelles des Orientalistes, pp. 29–46, Paris, 2009 In Egypt, Urukian influence seems to be limited to a few objects which were seen as prestigious or exotic (most notably the knife of Jebel el-Arak), chosen by the elite at a moment when they needed to assert their power in a developing state.B. Midant-Reynes, Aux origines de l'Égypte, Du Néolithique à l'émergence de l'État, Paris, 2003, pp. 296–301. T. Wilkinson, "Uruk into Egypt : Imports and Imitations," J. N. Postgate (ed.), op. cit., pp. 237–247
It might be added that an interpretation of the relations of this period as centre/periphery interaction, although often relevant in period, risks prejudicing researchers to see decisions in an asymmetric or diffusionist fashion, and this needs to be nuanced. Thus, it increasingly appears that the regions neighbouring Lower Mesopotamia did not wait for the Urukians in order to begin an advanced process of increasing social complexity or urbanisation, as the example of the large site of Tell Brak in Syria shows, which encourages us to imagine the phenomenon from a more 'symmetrical' angle.J. A. Ur, P. Karsgaard and J. Oates, "Early urban development in the Near East," Science 317/5842, (August 2007)
Indeed, at Tell Brak, we find that this city developed as an urban center slightly earlier than the better known cities of southern Mesopotamia, such as Uruk.
The Uruk period also saw important developments in the realm of pastoralism. First of all, it is in this period that the wild onager was finally domesticated as the donkey. It was the first domesticated equid in the region and became the most important beast of burden in the Near East (the dromedary was only domesticated in the 3rd millennium BC, in Arabia). With its high transport capacity (about double that of a human), it enabled the further development of trade over short and long distances.B. Lafont, "Équidés," in Pastoralism of animals which had already been domesticated (sheep, horses, cattle) also developed further. Previously these animals had been raised mainly as sources of meat, but they now became more important for the products which they provided (wool, fur, hides, milk) and as beasts of burden.The 'secondary products revolution' of A. Sherratt "Plough and pastoralism: aspects of the secondary products revolution," in I. Hodder, G. Isaac and N. Hammond (ed.), Pattern of the Past: Studies in honour of David Clarke, Cambridge, 1981, pp. 261–305. This final aspect was especially connected with the cattle, which became essential for work in the fields with the appearance of the ard, and the donkey which assumed a major role in the transportation of goods.
The domestication of the donkey was also an advance of considerable importance, because they were more useful than the wheel as a means of transport in mountainous regions and for long-distance travel, before the spoked wheel was invented. The donkey enabled the system of caravans that would dominate trade in the Near East for the following millennia, but this system is not actually attested in the Uruk period.C. Michel, « Caravane »,
For transport at the local and regional level in Lower Mesopotamia, boats made from reeds and wood were crucial, on account of the importance of the rivers for connecting places and because they were capable of carrying much larger loads than land transport.
What kind of political organisation existed in the Uruk period is debated. No evidence supports the idea that this period saw the development of a kind of 'proto-empire' centred on Uruk, as has been proposed by Algaze and others. It is probably best to understand an organisation in 'city-states' like those that existed in the 3rd millennium BC. This seems to be corroborated by the existence of 'civic seals' in the Jemdet Nasr period, which bear symbols of the Sumerian cities of Uruk, Ur, Larsa, etc. The fact that these symbols appeared together might indicate a kind of league or confederation uniting the cities of southern Mesopotamia, perhaps for religious purposes, perhaps under the authority of one of them (Uruk?).. R. Matthews, Cities, Seals and Writing, Archaic Seals Impressions from Jemdet Nasr and Ur, Berlin, 1993; P. Steinkeller, « Archaic City Seals and the Question of Early Babylonian Unity », in T. Abusch (ed.), Riches Hidden in Secret Places, Ancient Near Eastern Studies in Memory of Thorkild Jacobsen, Winona Lake, 2002, pp. 249–257.
It is clear that there were major changes in the political organisation of society in this period. The nature of the powerholders is not easy to determine because they cannot be identified in the written sources and the archaeological evidence is not very informative: no palaces or other buildings for the exercise of power have been identified for sure and no monumental tomb for a ruler has been found either. Images on steles and cylinder-seals are a little more evocative. An important figure who clearly holds some kind of authority has long been noted: a bearded man with a headband who is usually depicted wearing a bell-shaped skirt or as ritually naked.; D. P. Hansen, "Art of the Early City-States", in J. Aruz (ed.), Art of the First Cities: The Third Millennium B.C. from the Mediterranean to the Indus, New York, 2003, pp. 22-24. He is often represented as a warrior fighting human enemies or wild animals, e.g. in the 'Stele of the Hunt' found at Uruk, in which he defeats lions with his bow. He is also found in victory scenes accompanied by prisoners or structures. He also is shown leading cult activities, as on a vase from Uruk of the Jemdet Nasr period which shows him leading a procession towards a goddess, who is almost certainly Inanna. In other cases, he is shown feeding animals, which suggests the idea of the king as a shepherd, who gathers his people together, protects them and looks after their needs, ensuring the prosperity of the kingdom. These motifs match the functions of the subsequent Sumerian kings: war-leader, chief priest, and builder. Scholars have proposed that this figure should be called the 'Priest-King'. This ruler may be the person designated in Uruk III tablets by the title of en.P. Steinkeller, History, Texts and Art in Early Babylonia, Berlin and Boston, 2017, pp. 82-104
Researchers who analyse the appearance of the state as being characterised by greater central control and stronger social hierarchy, are interested in the role of the elites who sought to reinforce and organise their power over a network of people and institutions and to augment their prestige. This development is also connected with the changes in iconography and with the emergence of an ideology of royalty intended to support the construction of a new kind of political entity. The elites played a role as religious intermediaries between the divine world and the human world, notably in sacrificial ritual and in festivals which they organised and which assured their symbolic function as the foundation of social order. This reconstruction is apparent from the friezes on the great alabaster vase of Uruk and in many administrative texts which mention the transport of goods to be used in rituals. In fact, according to the Mesopotamian ideology known in the following period, human beings had been created by the gods in order to serve them and the goodwill of the latter was necessary to insure the prosperity of society.; F. Joannès, "Sacrifice,"
With respect to this development of a more centralised control of resources, the tablets of Late Uruk reveal the existence of institutions that played an important role in society and economy and undoubtedly in contemporary politics. Whether these institutions were temples or palaces is debated. In any case, both institutions were dominant in the later periods of Lower Mesopotamia's history.A. L. Oppenheim, La Mésopotamie, Portrait d'une civilisation, Paris, 1970, pp. 108–122. See on models of socio-economic organisation that have been proposed for the 'archaic states.' Only two names relating to these institutions and their personnel have been deciphered: a large authority indicated by the sign NUN, at Uruk, which possessed an administrator in chief, a messenger, some workers, etc.; and another authority indicated by the signs AB NI+RU, at Jemdet Nasr, which had a high priest (SANGA), administrators, priests, etc. Their scribes produced administrative documents relating to the management of land, the distribution of rations (barley, wool, oil, beer, etc.) for workers, which include slaves, and listing of the heads of livestock. These institutions could control the production of prestige goods, redistribution, long-distance trade, and the management of public works. They were able to support increasingly specialised workers. on the different economic activities of the archaic state and their supposed degree of 'complexity'. The largest institutions contained multiple 'departments' devoted to a single activity (cultivation of fields, herds, etc.). is a complete study of all the administrative sectors attested in texts from Late Uruk.
But there is no proof that these institutions played a role in the supervision of the majority of the population in the process of centralising production. The economy rested on a group of domains (or 'houses' / 'households', É in Sumerian) of different sizes, from large institutions to modest family groups, that can be classified in modern terms as 'public' or 'private' and which were in constant interaction with one another. Some archives were probably produced in a private context in residences of Susa, Habuba Kabira, and Jebel Aruda. But these documents represent relatively rudimentary accounting, indicating a smaller scale of economic activity. One study carried out at Abu Salabikh in lower Mesopotamia indicated that the production was distributed between different households of different sizes, wealth, and power, with the large institutions at the top.S. Pollock, M. Pope and C. Coursey, "Household Production at the Uruk Mound, Abu Salabikh, Iraq," American Journal of Archaeology 100/4 (1996) pp. 683–698
Research into the causes of the emergence of these political structures has not produced any theory which is widely accepted. Research into explanations is heavily influenced by evolutionist frameworks and is in fact more interested in the period before the appearance of the state, which was the product of a long process and preceded by the appearance of 'chieftainships.' This process was not a linear progression but was marked by phases of growth and decline (like the 'collapse' of archaeological cultures). Its roots lie in the societies of the Neolithic period, and the process is characterised by the increase of social inequality over the long term, visible in particular in the creation of monumental architecture and funerary materials by groups of the elite, which reinforced itself as a collective and managed to exercise its power in a firmer and firmer manner. Among the main causes proposed by proponents of the functionalist model of the state are a collective response to practical problems (particularly following serious crises or a deadlocks), like the need to better manage the demographic growth of a community or to provide it with resources through agricultural production or trade, alternatively others suggest that it was driven by the need to soothe or direct conflicts arising from the process of securing those resources. Other explanatory models put more stress on the personal interest of individuals in their quest for power and prestige. It is likely that several of these explanations are relevant.J.-D. Forest, "The State: The Process of State Formation as Seen from Mesopotamia," S. Pollock and R. Bernbeck (ed.), Archaeologies of the Middle East: critical perspectives, Malden and Oxford, 2005, pp. 184–206. See also B. Hayden, Naissance de l'inégalité : L'invention de la hiérarchie, Paris, 2013, pp. 5–53.
In the Late Uruk period, the urban site of Uruk far exceeded all others. Its surface area, the scale of its monuments and the importance of the administrative tools unearthed there indicate that it was a key centre of power. It is often therefore referred to as the 'first city', but it was the outcome of a process that began many centuries earlier and is largely attested outside Lower Mesopotamia (aside from the monumental aspect of Eridu). The emergence of important proto-urban centres began at the beginning of the 4th millennium BC in southwest Iran (Chogha Mish, Susa), and especially in the Jazirah (Tell Brak, Hamoukar, Tell al-Hawa, Grai Resh). Excavations in the latter region tend to contradict the idea that urbanisation began in Mesopotamia and then spread to neighbouring regions; the appearance of an urban centre at Tell Brak appears to have resulted from a local process with the progressive aggregation of village communities that had previously lived separately, and without the influence of any strong central power (unlike what seems to have been the case at Uruk). Early urbanisation should therefore be thought of as a phenomenon which took place simultaneously in several regions of the Near East in the 4th millennium BC, though further research and excavation is still required in order to make this process clearer to us. foregrounds the fact that the model of urbanism in northern Mesopotamia proved less durable than that of the south, since it declined at the beginning of the 3rd millennium BC.
Examples of urbanism in this period are still rare, and in Lower Mesopotamia, the only residential area which has been excavated is at Abu Salabikh, a settlement of limited size. It is necessary to turn to Syria and the neighbouring sites of Habuba Kabira and Jebel Aruda for an example of urbanism that is relatively well-known. Habuba Kabira consisted of 22 hectares, surrounded by a wall and organised around some important buildings, major streets and narrow alleys, and a group of residences of similar shape organised around a courtyard. It was clearly a planned city created ex nihilo and not an agglomeration that developed passively from village to city. The planners of this period were thus capable of creating a complete urban plan and thus had an idea of what a city was, including its internal organisation and principal monuments. Urbanisation is not found everywhere in the sphere of influence of the Uruk culture; at its extreme northern edge, the site of Arslantepe had a palace of notable size but it was not surrounded by any kind of urban area.
The study of houses at the sites of Habuba Kabira and Jebel Aruda has revealed the social evolution which accompanied the appearance of urban society. The former site, which is the better known, has houses of different sizes, which cover an average area of 400 m2, while the largest have a footprint of more than 1000 m2. The 'temples' of the monumental group of Tell Qanas may have been residences for the leaders of the city. These are thus very hierarchical habitats, indicating the social differentiation that existed in the urban centres of the Late Uruk period (much more than in the preceding period). Another trait of the nascent urban society is revealed by the organisation of domestic space. The houses seem to fold in on themselves, with a new floor plan developed from the tripartite plan current in the Ubayd period, but augmented by a reception area and by a central space (perhaps open to the sky), around which the other rooms were arranged. These houses thus had a private space separated from a public space where guests could be received. In an urban society with a community so much larger than village societies, the relations with people outside the household became more distant, leading to this separation of the house. Thus the old rural house was adapted to the realities of urban society. This model of a house with a central space remained very widespread in the cities of Mesopotamia in the following periods, although it must be kept in mind that the floor plans of residences were very diverse and depended on the development of urbanism in different sites.
Seals were used to secure merchandise that had been stocked or exchanged, to secure storage areas, or to identify an administrator or merchant. They are attested from the middle of the 7th millennium BC. With the development of institutions and long-distance trade, their use became widespread. In the course of the Uruk period, (cylinders engraved with a motif which could be rolled over clay in order to impress a symbol in it) were invented and replaced the simple seals. They were used to seal clay envelopes and tablets, and to authenticate objects and goods, because they functioned like a signature for the person who applied the seal or for the institution which they represented. These cylinder seals would remain a characteristic element of Near Eastern civilization for several millennia. The reasons for their success lay in the possibilities that they offered of an image and thus a message with more detail, with a narrative structure, and perhaps an element of magic.; ;
The Uruk period also saw the development of what seem to be accounting tools: tokens and clay envelopes containing tokens. These are clay balls on which a cylinder seal has been rolled, which contain tokens (also referred to as calculi). The latter come in various forms: balls, cones, rods, discs, etc. Each of these models has been identified as representing a certain numerical value, or a specific type of merchandise. They made it possible to store information for the management of institutions (arrival and departure of goods) or commercial operations, and to send that information to other places. These calculi are perhaps the same type as the tokens found on sites in the Near East for the next few thousand years, whose function remains uncertain. It is thought that notches would be placed on the surface of the clay balls containing the calculi, leading to the creation of numerical tablets which served as an aide-mémoire before the development of true writing (on which, see below).On this evolution, notably demonstrated by the stratigraphy of Elam, see in particular A. Le Brun and F. Vallat, "Les débuts de l'écriture à Suse," Cahiers de la DAFI 8 (1978) pp. 11–59.
The Cuneiform, whether or not it derived from accounting practices, represented a new management tool which made it possible to note information more precisely and for a longer-term. The development of these administrative practices necessitated the development of a system of measurement which varied depending on what they were to measure (animals, workers, wool, grain, tools, pottery, surfaces, etc.). They are very diverse: some use a sexagesimal system (base 60), which would become the universal system in subsequent periods, but others employ a decimal (base 10) or even a mixed system called 'bisexagesimal', all of which makes it more difficult to understand the texts. The system for counting time was also developed by the scribes of institutions in the Late Uruk period.
The texts of this period are mostly of an administrative type and are found principally in contexts that seem to be public (palaces or temples), rather than private. But the texts of Uruk, which constitute the majority of the total corpus for this period, were discovered in a trash heap rather than in the context in which they were produced and used; this makes it difficult to identify them. Their interpretation is equally problematic, on account of their archaic character. The writing is not yet cuneiform, but is linear. These texts were misunderstood by their first publisher in the 1930s, Adam Falkenstein, and it was only through the work of the German researchers Hans Nissen, Peter Damerow and Robert Englund over the following 20 years that substantial progress was made.Publications in the series Archaische Texte aus Uruk ( ATU), which was begun in 1936 by Adam Falkenstein, in the series ADFU, Leipzig / Berlin, 5 vol. parus. The ancient tablets unearthed at Uruk are online on the site of the CDLI. Alongside the administrative texts, were discovered from the beginning of writing, some literary texts, the lexical lists, lexicographic works of a scholarly type, which compile signs according to different themes (lists of crafts, metals, pots, cereals, toponyms, etc.) and are characteristic of Mesopotamian civilization. A remarkable example is a List of Professions (ancestor of the series Lú.A, which is known from the 3rd millennium BC), in which various different types of craftsmen are listed (potters, weavers, carpenters, etc.), indicating the numerous types of specialist workers in late Uruk.; . R. Englund and H. Nissen, Die lexikalischen Listen der Archaischen Texte aus Uruk, ATU 3, Berlin, 1993.
The causes and course of the origins of writing are disputed. The dominant theory has them derive from more ancient accounting practices, notably those of the calculi mentioned above. In the model developed by Denise Schmandt-Besserat, the tokens were first reported on the clay envelopes, then on clay tablets and this led to the creation of the first written signs, which were pictograms, drawings which represent a physical object (, one sign = one word).Denise Schmandt-Besserat, Before Writing, 2 vol., Austin, 1992; Ead., How Writing Came About, Austin, 1996 But this is very contested because there is no obvious correspondence between the tokens and the pictograms that replaced them.Discussions in and . In general, a first development (occurring around 3300–3100 BC) is however retained as being based on accounting and management practices, and has been explored in more detailed by H. Nissen and R. Englund. This writing system is pictographic, made up of linear signs incised in clay tablets using a reed pen (both reeds and clay being very easily accessible in southern Mesopotamia).
The majority of the texts of the Uruk period are concerned with management and accounting, so it is logical to imagine that writing was developed in response to the needs of the state institutions which engaged in more and more management over time, since it offered the possibility of recording more complex operations and of creating an archive. From this point of view, the pre-writing system which developed around 3400–3200 BC functioned as an aide-mémoire and was not capable of recording complete phrases because it only had symbols for real objects, especially goods and people, with a vast number of numerical signs for the multiple different metrological systems, and only a few actions (Englund calls this the stage of the 'numerical tablets' and of the 'numero-ideographic tablets'). The signs then began to take on a larger number of values, making it possible to record administrative operations more precisely (approximately 3200–2900 BC, Englund's Proto-Cuneiform phase). In this period or even later (at latest around 2800–2700 BC), another type of meaning was recorded by means of the rebus principle: an association of pictograms could indicate actions (for example head + water = drink), while homophony could be used to represent ideas ('arrow' and 'life' were pronounced the same way in Sumerian, so the sign for 'arrow' could be used to indicate 'life', which would otherwise be difficult to represent pictorially). Thus, some ideograms appeared. Following the same principle, phonetic signs were created (phonograms, one sign = one sound). For example, 'arrow' was pronounced as TI in Sumerian, so the sign for 'arrow' could be used to indicate the sound ti). At the beginning of the 3rd millennium BC, the fundamental principles of Mesopotamian writing—the association of logograms and phonograms—had been put in place. Writing was then able to record grammatical elements of the language and thus to record complete phrases, a possibility which was not properly exploited until some centuries later.For a quick representation of this tradition account, see J. Bottéro, « De l'aide-mémoire à l'écriture », dans Mésopotamie, l'Écriture, la Raison et les Dieux, Paris, 1997, pp. 132–166. proposes a later date for the appearance of Sumerian signs; for the most complete presentation of his ideas, see H. J. Nissen, P. Damerow and R. K. Englund, Archaic Bookkeeping, Chicago, 1993; see also (extract of the previous) and on the Wiki of CDLI. Criticism in .
A more recent theory, defended by Jean-Jacques Glassner, argues that from the beginning writing was more than just a managerial tool; it was also a method for recording concepts and language (i.e. Sumerian), because from its invention the signs did not only represent real objects (pictograms) but also ideas (ideograms), along with their associated sounds (phonograms). This theory presents writing as a radical conceptual change, resulting in a change in the way the world was perceived. note pp. 180–215. From the beginning of writing, scribes wrote lexical lists on the edges of administrative documents. These were proper scholarly works, enabling them to explore the possibilities of the writing system in classifying signs according to their 'families', inventing new signs, and developing the writing system, but more generally they were also producing a classification of the things that constituted the world which they inhabited, improving their understanding of it. According to Glassner, this indicates that the invention of writing cannot be entirely linked with material considerations. The invention of such a system required reflection on the image and the different senses that a sign could bear, notably for representing the abstract.
The artistic canons of the period were clearly more realistic than the preceding periods. The human being is at the centre of this art. This is notably the case with the cylinder seals and prints of cylinder seals found at Susa (level II), which are the most realistic of the period: they represent the central figure of society as the monarch, but also some ordinary men engaged in everyday life, agricultural and artisanal work (pottery, weaving). This realism indicates a true shift, which might be called 'humanist', because it marks a turning point in Mesopotamian art and more generally a change in the mental universe which placed man or at least the human form in a more prominent position than ever before., refers to a 'humanist revolution.' It is perhaps at the end of the Uruk period that the first signs of anthropomorphism of divinities that became the norm in subsequent periods emerge. Additionally, real and fantastic animals were always present on seals, often as the principle subject of the scene.E. Rova, "Animali ed ibridni nel repertorio iconografico della glittica del periodico di Uruk," E. Cingano, A. Ghersetti, L. Milano (ed.), Animali, Tra zoologia, mito e letteratura nella cultura classica e orientale, Padoue, 2005, pp. 13–32 A very widespread motif is that of the 'cycle' representing a series of animals in continuous line, exploiting the new possibilities offered by the cylinder seal.
Sculpture followed the style and themes of seals. Small statues were made representing gods or 'priest-kings.' The artists of Uruk created many remarkable works, represented above all by the works in the Sammelfund (hoard) of level III of Eanna (Jemdet Nasr period). Some bas-reliefs are found on steles like the 'Hunt stele' or the great alabaster vase representing a scene of a man giving an offering to a goddess, possibly Inanna. These works also foreground an authority figure who carries out military exploits and manages religious cults. They are also characterised by their level of realism in the depiction of the features of individuals. A final remarkable work of the artists of Uruk III is the Mask of Warka, a sculpted female head with realistic proportions, which was discovered in a damaged state, but was probably originally part of a complete body.
The best-attested figure in the tablets is the goddess designated by the sign MÙŠ, possibly Inanna (later Ishtar), the great goddess of Uruk whose sanctuary was located in the Eanna.K. Szarzynska, "Offerings for the goddess Inana in archaic Uruk", Revue d'assyriologie et d'archéologie orientale 87/1, pp. 7–28, 1993K. Szarzynska, "The Cult of the Goddess Inanna in Archaic Uruk", NIN: Journal of Gender Studies in Antiquity 1, pp. 63–74, 2000 The other great deity of Uruk, Anu (the Sky), seems to appear in some texts, but it is not certain because the sign that indicates him (a star) can also indicate divinities in a general sense (DINGIR). These gods received various offerings in everyday cult, but also in festival ceremonies like those in subsequent periods. The great Warka Vase also seems to represent a procession bringing offerings to a goddess. The religious beliefs of the 4th millennium BC have been the object of debate: Thorkild Jacobsen saw a religion focused on gods linked to the cycle of nature and fertility, but this remains very speculative.T. Jacobsen, The Treasures of Darkness: A History of Mesopotamian Religion, New Haven, 1976, pp. 23–73
Other analyses have revealed the existence of a collective cult in the Sumerian cities of the Jemdet Nasr period, focused on the cult of the goddess Inanna and her sanctuary at Uruk, who thus had a preeminent position. The gods seem to be associated with specific cities - as was characteristic of Mesopotamia from the 3rd millennium BC—rather than being linked to specific forces of nature. The presence of a cult surrounded by institutions and bureaucracy, relying on their capacity to produce or collect wealth and apparently controlled by a royal figure indicates that the religion which is seen in the sources was an official religion, in which the sacrificial act was seen as preserving good relations between men and gods, so that the latter would ensure the prosperity of the former.
Some blame the collapse on the Piora Oscillation, which was characterized by Climate change.Lamb, p. 128.
Regardless, Uruk's legacy was preserved through the development of cuneiform, which improved on Uruk writing systems, and the popularization of myths such as the Epic of Gilgamesh and the Great Flood.
Modern Iraq - in southern Iraq Uruk, Kish, Umma, Girsu, Jemdet Nasr, Eridu, Tell al-Hayyad, Abu Salabikh, Tell Uqair, Larsa, Khafajah, in northern Iraq Tell al-Hawa, Shakhi Kora, Tell Rubeidheh, Grai Resh, Kani Shaie, Girdi Qala and Logardan, Nuzi, and Nineveh.
Modern Iran - in the Zagros Mountains, Godin Tepe, and Chogha Gavaneh, in northern Iran Tepe Özbeki, Tepe Sialk, Tepe Sofalin, and Tepe Qabrestan, in central Iran Susa, Tepe Yahiya, Chogha Mish, Abu Fanduweh, and Tepe Musiyan, and in southern Iran Tol-e Nuraba and Mahtoutabad.
Modern Syria - Tell Humeida, Tell Sheikh Hassan, Hacınebi Tepe, Jebel Aruda, Habuba Kabira, Hamoukar, Tell er-Ramadi, Tell Brak, and Tell Qraya.
Modern Turkey - Arslantepe, Başur Höyük, Tepecik, and Hassek Höyük.
Egypt
Society and culture
Technology and economy
Agriculture and pastoralism
Crafts and construction
Pottery
Metallurgy
Architecture
Means of transport
City-states
The first states and their institutions
Urbanisation
Development of "symbolic technology", accounting and bureaucracy
Intellectual and symbolic life
Writing
Art
Religion
End of the Uruk period
Uruk culture sites
See also
Bibliography
General works on prehistoric and proto-historic Mesopotamia
Studies on the Uruk period
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